Investing With Our Firm


Your Security

At Mark Smith Financial Services your comfort and security is our number one concern. In order to ensure absolute transparency, all our client accounts are held at well-known, third party custodial institutions, that specialize in asset custody and administration. We utilize modern day technology to ensure you are never out of touch with your investments. Whether at your desk or away on vacation, you will always be able view your accounts with the click of a button, on your computer, tablet or smartphone.

Keeping your assets safe

We always employ a strict disciplined approach and conduct rigorous due diligence before making any investment decisions. As a disciplined investment firm , we don’t follow Wall Street research or chase fads. We conduct our own comprehensive research, seeking facts, not opinions, and we remain emotionally detached in our analysis. Keeping client assets invested in undervalued, high quality investments dramatically reduces volatility and downside.

Avoiding volatility

We don’t take chances with our client’s assets. This means investing in only high-quality, low-risk investments. Identifying such investments takes an expert research team with years of experience. Our low-risk, defense-oriented approach allows us to bring clients the peace of mind they need, while stably and securely growing their assets.


Employing a disciplined approach, Mark Smith Financial Services based out of Southern California has established itself as an investment management firm with an exceptional track record of value creation. By focusing on long-term investment opportunities, we have achieved excellent and consistent results for our clients. Our experience coupled with our socially responsible investment approach has proven to grow our business, while helping our clients steadily grow their asset portfolios.